公 法 评 论 |
惟愿公平如大水滚滚,使公义如江河滔滔! |
Rationalism in Politics - Parts 1 to 3 of 5
Michael Oakeshott
Originally published in The Cambridge Journal, Volumne I, 1947
British philosopher, professor at the London School of Economics, editor
of the Cambridge Journal, persistent anti-collectivist, author of Rationalism
in Politics and Other Essays (1962) and other works
Book by Michael Oakeshott
Rationalism in Politics & Other Essays
Essay - 1/1/1947
ONE
The object of this essay is to consider the character and pedigree of the
most remarkable intellectual fashion of post-Renaissance Europe. The Rationalism
with which I am concerned is modern Rationalism. No doubt its surface reflects
the light of rationalisms of a more distant past, but in its depth there is
a quality exclusively its own, and it is this quality that I propose to consider,
and to consider mainly in its impact upon European politics. What I call Rationalism
in politics is not, of course, the only (and it is certainly not the most
fruitful) fashion in modern European political thinking. But it is a strong
and a lively manner of thinking which, finding support in its filiation with
so much else that is strong in the intellectual composition of contemporary
Europe, has come to colour the ideas, not merely of one, but of all political
persuasions, and to flow over every party line. By one road or another, by
conviction, by its supposed inevitability, by its alleged success, or even
quite unreflectively, almost all politics today have become Rationalist or
near-Rationalist.
The general character and disposition of the Rationalist are, I think., difficult
to identify. At bottom he stands (he always stands) for independence of mind
on all occasions, for thought free from obligation to any authority save the
authority of reason'. His circumstances in the modern world have made him
contentious: he is the enemy of authority, of prejudice, of the merely traditional,
customary or habitual. His mental attitude is at once sceptical and optimistic:
sceptical, because there is no opinion, no habit, no belief, nothing so firmly
rooted or so widely held that he hesitates to question it and to judge it
by what he calls his 'reason'; optimistic, because the Rationalist never doubts
the power of his 'reason (when properly applied) to determine the worth of
a thing, the truth of an opinion or the propriety of an action. Moreover,
he is fortified by a belief in a reason' common to all mankind, a common power
of rational consideration, which is the ground and inspiration of argument:
set up on his door is the precept of Parmenides--judge by rational argument.
But besides this, which gives the Rationalist a touch of intellectual equalitarianism,
he is something also of an individualist, finding it difficult to believe
that anyone who can think honestly and clearly will think differently from
himself.
But it is an error to attribute to him an excessive concern with a priori
argument. He does not neglect experience, but he often appears to do so because
he insists always upon it being his own experience (wanting to begin everything
de novo), and because of the rapidity with which he reduces the tangle and
variety of experience to a set of principles which he will then attack or
defend only upon rational grounds. He has no sense of the cumulation of experience,
only of the readiness of experience when it has been converted into a formula:
the past is significant to him only as an encumbrance He has none of that
negative capability (which Keats attributed to Shakespeare), the power of
accepting the mysteries and uncertainties of experience without any irritable
search for order and distinctness, only the capability of subjugating experience;
he has no aptitude for that close and detailed appreciation of what actually
presents itself which Lichtenberg called negative enthusiasm, but only the
power of recognizing the large outline which a general theory imposes upon
events. His cast of mind is gnostic, and the sagacity of Ruhnken's rule, Oportet
quaedam nescire, is lost upon him. There are some minds which give us the
sense that they have passed through an elaborate education which was designed
to initiate them into the traditions and achievements of their civilization;
the immediate impression we have of them is an impression of cultivation,
of the enjoyment of an inheritance. But this is not so with the mind of the
Rationalist, which impresses us as, at best, a finely tempered, neutral instrument,
as a well-trained rather than as an educated mind. Intellectually, his ambition
is not so much to share the experience of the race as to be demonstrably a
self-made man. And this gives to his intellectual and practical activities
an almost preternatural deliberateness and self-consciousness, depriving them
of any element of passivity, removing from them all sense of rhythm and continuity
and dissolving them into a succession of climacterics, each to be surmounted
by a tour de raison. His mind has no atmosphere, no changes of season and
temperature; his intellectual processes, so far as possible, are insulated
from all external influence and go on in the void. And having cut himself
off from the traditional knowledge of his society, and denied the value of
any education more extensive than a training in a technique of analysis, he
is apt to attribute to mankind a necessary inexperience in all the critical
moments of life, and if he were more self-critical he might begin to wonder
how the race had ever succeeded in surviving. With an almost poetic fancy,
he strives to live each day as if it were his first, and he believes that
to form a habit is to fail. And if, with as yet no thought of analysis, we
glance below the surface, we may, perhaps, see in the temperament, if not
in the character, of the Rationalist, a deep distrust of time, an impatient
hunger for eternity and an irritable nervousness in the face of everything
topical and transitory.
Now, of all worlds, the world of politics might seem the least amenable to
rationalist treatment--politics, always so deeply veined with both the traditional,
the circumstantial and the transitory. And, indeed, some convinced Rationalists
have admitted defeat here: Clemenceau, intellectually a child of the modern
Rationalist tradition (in his treatment of morals and religion, for example),
was anything but a Rationalist in politics. But not all have admitted defeat.
If we except religion, the greatest apparent victories of Rationalism have
been in politics: it is not to be expected that whoever is prepared to carry
his rationalism into the conduct of life will hesitate to carry it into the
conduct of public affairs. [1]
But what is important to observe in such a man (for it is characteristic)
is not the decisions and actions he is inspired to make, but the source of
his inspiration, his idea (and with him it will be a deliberate and conscious
idea) of political activity. He believes, of course, in the open mind, the
mind free from prejudice and its relic, habit. He believes that the unhindered
human 'reason' (if only it can be brought to bear) is an infallible guide
in political activity. Further, he believes in argument as the technique and
operation of reason'; the truth of an opinion and the 'rational' ground (not
the use) of an institution is all that matters to him. Consequently, much
of his political activity consists in bringing the social, political, legal
and institutional inheritance of his society before the tribunal of his intellect;
and the rest is rational administration, 'reason' exercising an uncontrolled
jurisdiction over the circumstances of the case. To the Rationalist, nothing
is of value merely because it exists (and certainly not because it has existed
for many generations), familiarity has no worth, and nothing is to be left
standing for want of scrutiny. And his disposition makes both destruction
and creation easier for him to understand and engage in, than acceptance or
reform. To patch up, to repair (that is, to do anything which requires a patient
knowledge of the material), he regards as waste of time: and he always prefers
the invention of a new device to making use of a current and well-tried expedient.
He does not recognize change unless it is a self-consciously induced change,
and consequently he falls easily into the error of identifying the customary
and the traditional with the changeless. This is aptly illustrated by the
rationalist attitude towards a tradition of ideas. There is, of course, no
question either of retaining or improving such a tradition, for both these
involve an attitude of submission. It must be destroyed. And to fill its place
the Rationalist puts something of his own making--an ideology, the formalized
abridgment of the supposed substratum of rational truth contained in the tradition.
The conduct of affairs, for the Rationalist, is a matter of solving problems,
and in this no man can hope to be successful whose reason has become inflexible
by surrender to habit or is clouded by the fumes of tradition. In this activity
the character which the Rationalist claims for himself is the character of
the engineer, whose mind (it is supposed) is controlled throughout by the
appropriate technique and whose first step is to dismiss from his attention
everything not directly related to his specific intentions. This assimilation
of politics to engineering is, indeed, what may be called the myth of rationalist
politics. And it is, of course, a recurring theme in the literature of Rationalism.
The politics it inspires may be called the politics of the felt need; for
the Rationalist, politics are always charged with the feeling of the moment.
He waits upon circumstance to provide him with his problems, but rejects its
aid in their solution. That anything should be allowed to stand between a
society and the satisfaction of the felt needs of each moment in its history
must appear to the Rationalist a piece of mysticism and nonsense. And his
politics are, in fact, the rational solution of those practical conundrums
which the recognition of the sovereignty of the felt need perpetually creates
in the life of a society. Thus, political life is resolved into a succession
of crises, each to be surmounted by the application of reason'. Each generation,
indeed, each administration, should see unrolled before it the blank sheet
of infinite possibility. And if by chance this tabula rasa has been defaced
by the irrational scribblings of tradition-ridden ancestors, then the first
task of the Rationalist must be to scrub it clean; as Voltaire remarked, the
only way to have good laws is to burn all existing laws and to start afresh.
[2]
Two other general characteristics of rationalist politics may be observed.
They are the politics of perfection, and they are the politics of uniformity;
either of these characteristics without the other denotes a different style
of politics. The essence of rationalism is their combination. The evanescence
of imperfection may be said to be the first item of the creed of the Rationalist.
He is not devoid of humility; he can imagine a problem which would remain
impervious to the onslaught of his own reason. But what he cannot imagine
is politics which do not consist in solving problems, or a political problem
of which there is no 'rational' solution at all. Such a problem must be counterfeit.
And the 'rational' solution of any problem is, in its nature, the perfect
solution. There is no place in his scheme for a 'best in the circumstances',
only a place for 'the best'; because the function of reason is precisely to
surmount circumstances. Of course, the Rationalist is not always a perfectionist
in general, his mind governed in each occasion by a comprehensive Utopia;
but invariably he is a perfectionist in detail. And from this politics of
perfection springs the politics of uniformity; a scheme which does not recognize
circumstance can have no place for variety. 'There must in the nature of things
be one best form of government which all intellects, sufficiently roused from
the slumber of savage ignorance, will be irresistibly incited to approve,'
writes Godwin. This intrepid Rationalist states in general what a more modest
believer might prefer to assert only in detail; but the principle holds --there
may not be one universal remedy for all political ills, but the remedy for
any particular ill is as universal in its application as it is rational in
its conception. If the rational solution for one of the problems of a society
has been determined, to permit any relevant part of the society to escape
from the solution is, ex hypothesis, to countenance irrationality. There can
be no place for preferences that is not rational preference, and all rational
preferences necessarily coincide. Political activity is recognized as the
imposition of a uniform condition of perfection upon human conduct.
The modern history of Europe is littered with the projects of the politics
of Rationalism. The most sublime of these is, perhaps, that of Robert Owen
for 'a world convention to emancipate the human race from ignorance, poverty,
division, sin and misery'--so sublime that even a Rationalist (but without
much justification) might think it eccentric. But not less characteristic
are the diligent search of the present generation for an innocuous power which
may safely be made so great as to be able to control all other powers in the
human world, and the common disposition to believe that political machinery
can take the place of moral and political education. The notion of founding
a society, whether of individuals or of States, upon a Declaration of the
Rights of Man is a creature of the rationalist brain, so also are 'national'
or racial self-determination when elevated into universal principles. The
project of the so-called Re-union of the Christian Churches, of open diplomacy,
of a single tax, of a civil service whose members 'have no qualifications
other than their personal abilities', of a self-consciously planned society,
the Beveridge Report, the Education Act of 1944, Federalism, Nationalism,
Votes for Women, the Catering Wages Act, the destruction of the Austro-Hungarian
Empire, the World State (of H. G. Wells or anyone else), and the revival of
Gaelic as the official language of fire, are alike the progeny of Rationalism.
The odd generation of rationalism in politics is by sovereign power out of
romanticism.
TWO
The placid lake of Rationalism lies before us in the character and disposition
of the Rationalist, its surface familiar and not unconvincing. its waters
fed by many visible tributaries. But in its depths there flows a hidden spring,
which, though it was riot the original fountain from which the lake grew,
is perhaps the pre-eminent source of its endurance. This spring is a doctrine
about human knowledge. That some such fountain lies at the heart of Rationalism
will not surprise even those who know only its surface: the superiority of
the unencumbered intellect lay precisely in the fact that it could reach more,
and more certain, knowledge about man and Society than was otherwise possible:
the superiority of the ideology Over the tradition lay in its greater precision
and its alleged demonstrability. Nevertheless, it is not, properly speaking,
a philosophical theory of knowledge, and it can be explained with agreeable
informality.
Every science, every art, every practical activity requiring skill of any
sort, indeed every human activity whatsoever, involves knowledge. And, universally,
this knowledge is of two sorts, both of which are always involved in any actual
activity. It is not, I think, making too much of it to call them two sorts
of knowledge, because (though in fact they do not exist separately) there
are certain important differences between them. The first sort of knowledge
I will call technical knowledge or knowledge of technique. In every art and
science, and in every practical activity, a technique is involved. In many
activities this technical knowledge is formulated into rules which are, or
may be, deliberately learned, remembered, and, as we say, put into practice;
but whether or not it is, or has been, precisely formulated, its chief characteristic
is that it is susceptible of precise formulation, although special skill and
insight may be required to give it that formulation. [3] The technique (or
part of it) of driving a motor car on English roads is to be found in the
Highway Code, the technique of cookery is contained in the cookery book, and
the technique of discovery in natural science or in history is in their rules
of research, of observation and verification. The second sort of knowledge
I will call practical, because it exists only in use, is not reflective and
(unlike technique) cannot be formulated in rules. This does not mean, however,
that it is an esoteric sort of knowledge. It means only that the method by
which it may be shared and becomes common knowledge is not the method of formulated
doctrine. And if we consider it from this point of view, it would not, I think,
be misleading to speak of it as traditional knowledge. In every activity this
sort of knowledge is also involved; the mastery of any skill, the pursuit
of any concrete activity is impossible without it.
These two sorts of knowledge, then, distinguishable but inseparable, are the
twin components of the knowledge involved in every concrete human activity.
In a practical art, such as cookery, nobody supposes that the knowledge that
belongs to the good cook is confined to what is or may be written down in
the cookery book; technique and what I have called practical knowledge combine
to make skill in cookery wherever it exists. And the same is true of the fine
arts, of painting, of music, of poetry; a high degree of technical knowledge,
even where it is both subtle and ready, is one thing; the ability to create
a work of art, the ability to compose something with real music qualities,
the ability to write a great sonnet, is another, and requires, in addition
to technique, this other sort of knowledge. Again, these two sorts of knowledge
are involved in any genuinely scientific activity. [4] The natural scientist
will certainly make use of the rules of observation and verification that
belong to his technique, but these rules remain only one of the components
of his knowledge; advance in scientific discovery was never achieved merely
by following the rules. [5] The same situation may be observed also in religion.
It would, I think, be excessively liberal to call a man a Christian who was
wholly ignorant of the technical side of Christianity, who knew nothing of
creed or formulary, but it would be even more absurd to maintain that even
the readiest knowledge of creed and catechism ever constituted the whole of
the knowledge that belongs to a Christian. And what is true of cookery, of
painting, of natural science and of religion, is no less true of politics:
the knowledge involved in political activity is both technical and practica1.
[6] Indeed, as in all arts which have men as their plastic material, arts
such as medicine, industrial management, diplomacy, and the art of military
command, the knowledge involved in political activity is pre-eminently of
this dual character. Nor, in these arts, is it correct to say that whereas
technique will tell a man (for example, a doctor) what to do, it is practice
which tells him how to do it--the 'bed-side manner', the appreciation of the
individual with whom he has to deal.
Even in the what, and above all in diagnosis, there lies already this dualism
of technique and practice: there is no knowledge which is not 'know how'.
Nor, again, does the distinction between technical and practical knowledge
coincide with the distinction between a knowledge of means and a knowledge
of ends, though on occasion it may appear to do so. In short, nowhere, and
pre-eminently not in political activity, can technical knowledge be separated
from practical knowledge, and nowhere can they be considered identical with
one another or able to take the place of one another. [7]
Now, what concerns us are the differences between these two sorts of knowledge;
and the important differences are those which manifest themselves in the divergent
ways in which these sorts of knowledge can be expressed and in the divergent
ways in which they can be learned or acquired.
Technical knowledge, we have seen, is susceptible of formulation in rules,
principles, directions, maxims -- comprehensively, in propositions. It is
possible to write down technical knowledge in a book. Consequently, it does
not surprise us that when an artist writes about his art, he writes only about
the technique of his art. This is so, not because he is ignorant of what may
be called aesthetic element, or thinks it unimportant, but because what he
has to say about that he has said already (if he is a painter) in his pictures,
and he knows no other way of saying it. And the same is true when a religious
man writes about his religion [8]; or a cook about cookery.
And it may be observed that this character of being susceptible of precise
formulation gives to technical knowledge at least the appearance of certainty:
it appears to be possible to be certain about a technique. On the other hand,
it is a characteristic of practical knowledge that it is not susceptible of
formulation of this kind. Its normal expression is in a customary or traditional
way of doing things, or, simply, in practice. And this gives it the appearance
of imprecision and consequently of uncertainty, of being a matter of opinion,
of probability rather than truth. It is, indeed, a knowledge that is expressed
in taste or connoisseurship, lacking rigidity and ready for the impress of
the mind of the learner.
Technical knowledge can be learned from a book; it can be learned in a correspondence
course. Moreover, much of it can be learned by heart, repeated by rote, and
applied mechanically: the logic of the syllogism is a technique of this kind.
Technical knowledge, in short, can be both taught and learned in the simplest
meanings of these words. On the other hand, practical knowledge can neither
be taught nor learned, but only imparted and acquired. It exists only in practice,
and the only way to acquire it is by apprenticeship to a master--not because
the master can teach it (he cannot), but because it can be acquired only by
continuous contact with one who is perpetually practising it. In the arts
and in natural science what normally happens is that the pupil, in being taught
and in learning the technique from his master, discovers himself to have acquired
also another sort of knowledge than merely technical knowledge, without it
ever having been precisely imparted and often without being able to say precisely
what it is. Thus a pianist acquires artistry as well as technique, a chess-player
style and insight into the game as well as a knowledge of the moves, and a
scientist acquires (among other things) the sort of judgment which tells him
when his technique is leading him astray and the connoisseurship which enables
him to distinguish the profitable from the unprofitable directions to explore.
Now, as I understand it, Rationalism is the assertion that what I have called
practical knowledge is not knowledge at all, the assertion that, properly
speaking, there is no knowledge which is not technical knowledge. The Rationalist
holds that the only element of knowledge involved in any human activity is
technical knowledge, and that what I have called practical knowledge is really
only a sort of nescience which would be negligible if it were not positively
mischievous. The sovereignty of reason: for the Rationalist, means the sovereignty
of technique.
The heart of the matter is the pre-occupation of the Rationalist with certainty.
Technique and certainty are, for him, inseparably joined because certain knowledge
is, for him, knowledge which does not require to look beyond itself for its
certainty; knowledge, that is, which not only ends with certainty but begins
with certainty and is certain throughout. And this is precisely what technical
knowledge appears to be. It seems to be a self-complete sort of knowledge
because it seems to range between an identifiable initial point (where it
breaks in upon sheer ignorance) and an identifiable terminal point, where
it is complete, as in learning the rules of a new game. It has the aspect
of knowledge that can be contained wholly between the two covers of a book,
whose application is, as nearly as possible, purely mechanical, and which
does not assume a knowledge not itself provided in the technique. For example,
the superiority of an ideology over a tradition of thought lies in its appearance
of being self-contained It can be taught best to those whose minds are empty;
and if it is to be taught to one who already believes something, the first
step of the teacher must be to administer a purge, to make certain that all
prejudices and preconceptions are removed, to lay his foundation upon the
unshakable rock of absolute ignorance. In short, technical knowledge appears
to be the only kind of knowledge which satisfies the standard of certainty
which the Rationalist has chosen.
Now, I have suggested that the knowledge involved in every concrete activity
is never solely technical knowledge. If this is true, it would appear that
the error of the Rationalist is of a simple sort --the error of mistaking
a part for the whole, of endowing a part with the qualities of the whole.
But the error of the Rationalist does not stop there. If his great illusion
is the sovereignty of technique, he is no less deceived by the apparent certainty
of technical knowledge. The superiority of technical knowledge lay in its
appearance of springing from pure ignorance and ending in certain and complete
knowledge, its appearance of both beginning and ending with certainty. But,
in fact, this in an illusion. As with every other sort of knowledge, learning
a technique does not consist in getting rid of pure ignorance, but in reforming
knowledge which is already there. Nothing, not even the most nearly self-contained
technique (the rules of a game), can in fact be imparted to an empty mind;
and what is imparted is nourished by what is already there. A man who knows
the rules of one game will, on this account, rapidly learn the rules of another
game; and a man altogether unfamiliar with 'rules' of any kind (if such can
be imagined) would be a most unpromising pupil. And just as the self-made
man is never literally self-made, but depends upon a certain kind of society
and upon a large unrecognized inheritance, so technical knowledge is never,
in fact, self-complete, and can be made to appear so only if we forget the
hypotheses with which it begins. And if its self-completeness is illusory,
the certainty which was attributed to it on account of its self-completeness
is also an illusion.
But my object is not to refute Rationalism; its errors are interesting only
in so far as they reveal its character. We are considering not merely the
truth of a doctrine, but the significance of an intellectual fashion in the
history of post-Renaissance Europe. And the questions we must try to answer
are: What is the generation of this belief in the sovereignty of technique?
Whence springs this supreme confidence in human 'reason' thus interpreted?
What is the provenance, the context of this intellectual character? And in
what circumstances and with what effect did it come to invade European politics?
THREE
The appearance of a new intellectual character is like the appearance of a
new architectural style; it emerges almost imperceptibly, under the pressure
of a great variety of influences, and it is a misdirection of inquiry to seek
its origins. Indeed, there are no origins; all that can be discerned are the
slowly mediated changes, the shuffling and reshuffling, the flow and ebb of
the tides of inspiration, which issue finally in a shape identifiably new.
The ambition of the historian is to escape that gross abridgment of the process
which gives the new shape a too early or too late and a too precise definition,
and to avoid the false emphasis which springs from being over-impressed by
the moment of unmistakable emergence. Yet that moment must have a dominating
interest for those whose ambitions are not pitched so high. And I propose
to foreshorten my account of the emergence of modern Rationalism, the intellectual
character and disposition of the Rationalist, by beginning it at the moment
when it shows itself unmistakably, and by considering only one element in
the context of its emergence. This moment is the early seventeenth century,
and it was connected, inter alia, with the condition of knowledge - knowledge
of both the natural and the civilized world - at that time.
The state of European knowledge at the beginning of the seventeenth century
was peculiar. Remarkable advances had already been achieved, the tide of inquiry
flowed as strongly as at any other period in our history, and the fruitfulness
of the presuppositions which inspired this inquiry showed no sign of exhaustion.
And yet to intelligent observers it appeared that something of supreme importance
was lacking. 'The state of knowledge,' wrote Bacon, 'is not prosperous nor
greatly advancing. [9] And this want of prosperity was not attributable to
the survival of a disposition of mind hostile to the sort of inquiry that
was on foot: it was observed as a hindrance suffered by minds already fully
emancipated from the presuppositions (though not, of course, from some of
the details) of Aristotelian science. What appeared to be lacking was not
inspiration or even methodical habits of inquiry, but a consciously formulated
technique of research, an art of interpretation, a method whose rules had
been written down. And the project of making good this want was the occasion
of the unmistakable emergence of the new intellectual character I have called
the Rationalist.
The dominating figures in the early history of this project are, of course,
Bacon and Descartes, and we may find in their writings intimations of what
later became the Rationalist character.
Bacon's ambition was to equip the intellect with what appeared to him necessary
if certain and demonstrable knowledge of the world in which we live is to
be attained. Such knowledge is not possible for 'natural reason', which is
capable of only 'petty and probable conjectures', not of certainty. [10] And
this imperfection is reflected in the want of prosperity of the state of knowledge.
The Novum Organum begins with a diagnosis of the intellectual situation. What
is lacking is a clear perception of the nature of certainty and an adequate
means of achieving it. 'There remains,' says Bacon, 'but one course for the
recovery of a sound and healthy condition-namely, that the entire work of
understanding be commenced afresh, and the mind itself be from the very outset
not left to take its own course, but guided at every step. [11] What is required
is a 'sure plan', a new 'way'' of understanding, an 'art' or 'method' of inquiry,
an 'instrument' which (like the mechanical aids men use to increase the effectiveness
of their natural strength) shall supplement the weakness of the natural reason:
in short, what is required is a formulated technique of inquiry. [12] He recognizes
that this technique will appear as a kind of hindrance to the natural reason,
not supplying it with wings but hanging weights upon it in order to control
its exuberance;[13] but it will be a hindrance of hindrances to certainty,
because it is lack of discipline which stands between the natural reason and
certain knowledge of the world. And Bacon compares this technique of research
with the technique of the syllogism, the one being appropriate to the discovery
of the truth of things while the other is appropriate only to the discovery
of the truth of opinions. [14]
The art of research which Bacon recommends has three main characteristics.
First, it is a set of rules; it is a true technique in that it can be formulated
as a precise set of directions which can be learned by heart. [15] Secondly,
it is a set of rules whose application is purely mechanical; it is a true
technique because it does not require for its use any knowledge or intelligence
not given in the technique itself. Bacon is explicit on this point. The business
of interpreting nature is 'to be done as if by machinery', [16] 'the strength
and excellence of the wit (of the inquirer) has little to do with the matter'[17],
the new method 'places all wits and understandings nearly on a level'. [18]
Thirdly, it is a set of rules of universal application; it is a true technique
in that it is an instrument of inquiry indifferent to the subject-matter of
the inquiry.
Now, what is significant in this project is not the precise character of the
rules of inquiry, both positive and negative, but the notion that a technique
of this sort is even possible. For what is proposed--infallible rules of discovery--is
something very remarkable, a sort of philosopher's stone, a key to open all
doors, a 'master science'. Bacon is humble enough about the details of this
method, he does not think he has given it a final formulation; but his belief
in the possibility of such a 'method' in general is unbounded. [19] From our
point of view, the first of his rules is the most important, the precept that
we must lay aside received opinion, that we must 'begin anew from the very
foundations'. [20] Genuine knowledge must begin with a purge of the mind,
because it must begin as well as end in certainty and must be complete in
itself. Knowledge and opinion are separated absolutely: there is no question
of ever winning true knowledge out of 'the childish notions we at first imbibed'.
And this, it may be remarked, is what distinguishes both Platonic and Scholastic
from modern Rationalism: Plate is a rationalist, but the dialectic is not
a technique, and the method of Scholasticism always had before it a limited
aim.
The doctrine of the Novum Organum may be summed up, from our point of view,
as the sovereignty of technique. It represents, not merely a preoccupation
with technique combined with a recognition that technical knowledge is never
the whole of knowledge, but the assertion that technique and some material
for it to work upon are all that matters. Nevertheless, this is not itself
the beginning of the new intellectual fashion, it is only an early and unmistakable
intimation of it: the fashion itself may be said to have sprung from the exaggeration
of Bacon's hopes rather than from the character of his beliefs.
Descartes, like Bacon, derived inspiration from what appeared to be the defects
of contemporary inquiry; he also perceived the lack of a consciously and precisely
formulated technique of inquiry. And the method propounded in the Discours
de la Methode and the Regulae corresponds closely to that of the Novum Organum.
For Descartes, no less than for Bacon, the aim is certainty. Certain knowledge
can spring up only in an emptied mind; the technique of research begins with
an intellectual purge. The first principle of Descartes is 'de ne recevoir
jamais aucune chose pour vraie que je ne la connusse evidemment etre telle,
c'est-a-dire d'eviter soigneusement la precipitation et la prevention','de
batir dans un fonds qui est tout a moi'; and the inquirer is said to be 'comme
un homme qui marche seul et dans les tenebres'. [21] Further, the technique
of inquiry is formulated in a set of rules which, ideally, compose an infallible
method whose application is mechanical and universal. And thirdly, there are
no grades in knowledge, what is not certain is mere nescience. Descartes,
however, is distinguished from Bacon in respect of the thoroughness of his
education in the Scholastic philosophy and in the profound impression that
geometrical demonstration had upon his mind, and the effect of these differences
in education and inspiration is to make his formulation of the technique of
inquiry more precise and in consequence more critical.
His mind is oriented towards the project of an infallible and universal method
or research, but since the method he propounds is modelled on that of geometry,
its limitation when applied, not to possibilities but to things, is easily
apparent. Descartes is more thorough than Bacon in doing his scepticism for
himself and, in the end, he recognizes it to be an error to suppose that the
method can ever be the sole means of inquiry. [22] The sovereignty of technique
turns out to be a dream and not a reality. Nevertheless, the lesson his successors
believed themselves to have learned from Descartes was the sovereignty of
technique and not his doubtfulness about the possibility of an infallible
method.
By a pardonable abridgment of history, the Rationalist character may be seen
springing from the exaggeration of Bacon's hopes and the neglect of the scepticism
of Descartes; modern Rationalism is what commonplace minds made out of the
inspiration of men of discrimination and genius. Les grands hommes, en apprenant
auxfaibles a reflechir, les ont mis sur la route de I'erreur. But the history
of Rationalism is not only the history of the gradual emergence and definition
of this new intellectual character; it is, also, the history of the invasion
of every department of intellectual activity by the doctrine of the sovereignty
of technique. Descartes never became a Cartesian; but, as Bouillier says of
the seventeenth century, 'le cartesianisme a triomphe; il s'est empare du
grand siecle tout entier, il a penetre de son esprit, non seulement la philosophie,
mais les sciences et les lettres ellesmemes'. [23] It is common knowledge
that, at this time, in poetry and in drama, there was a remarkable concentration
on technique, on rules of composition, on the observance of the bienseances
of literature, which continued unabated for nearly two centuries. A stream
of books flowed from the presses on the 'art of poetry', the 'art of living',
the 'art of thinking'. Neither religion, nor natural science, nor education,
nor the conduct of life itself escaped from the influence of the new Rationalism;
no activity was immune, no society untouched. [24]
The slowly mediated changes by which the Rationalist of the seventeenth century
became the Rationalist as we know him today, are a long and complicated story
which I do not propose even to abridge. It is important only to observe that,
with every step it has taken away from the true sources of its inspiration,
the Rationalist character has become cruder and more vulgar. What in the seventeenth
century was 'L'art de penser' has now become Your mind and how to use it,
a plan by world-famous experts for developing a trained mind at a fraction
of the usual cost. What was the Art of Living has become the Technique of
Success, and the early and more modest incursions of the sovereignty of technique
into education have blossomed into Pelmanism.
The deeper motivations which encouraged and developed this intellectual fashion
are, not unnaturally, obscure; they are hidden in the recesses of European
society. But among its other connections, it is certainly closely allied with
a decline in the belief in Providence: a beneficient and infallible technique
replaced a beneficient and infallible God; and where Providence was not available
to correct the mistakes of men it was all the more necessary to prevent such
mistakes. Certainly, also, its provenance is a society or a generation which
thinks what it has discovered for itself is more important than what it has
inherited, [25] an age over-impressed with its own accomplishment and liable
to those illusions of intellectual grandeur which are the characteristic lunacy
of post-Renaissance Europe, an age never mentally at peace with itself because
never reconciled with its past. And the vision of a technique which puts all
minds on the same level provided just the short-cut which would attract men
in a hurry to appear educated but incapable of appreciating the concrete detail
of their total inheritance.
And, partly under the influence of Rationalism itself, the number of such
men has been steadily growing since the seventeenth century. [26] Indeed it
may be said that all, or almost all, the influences which in its early days
served to encourage the emergence of the Rationalist character have subsequently
become more influential in our civilization.
Now, it is not to be thought that Rationalism established itself easily and
without opposition. It was suspect as a novelty, and some fields of human
activity-literature, for example -- on which at first its hold was strong,
subsequently freed themselves from its grasp. Indeed, at all levels and in
all fields there has been continuous criticism of the resistance to the teachings
of Rationalism. And the significance of the doctrine of the sovereignty of
technique becomes clearer when we consider what one of its first and profoundest
critics has to say about it. Pascal is a judicious critic of Descartes, not
opposing him at all points, but opposing him nevertheless, on points that
are fundamental. [27] He perceived, first, that the Cartesian desire for certain
knowledge was based upon a false criterion of certainty. Descartes must begin
with something so sure that it cannot be doubted, and was led, as a consequence,
to believe that all genuine knowledge is technical knowledge.
Pascal avoided this conclusion by his doctrine of probability: the only knowledge
that is certain is certain on account of its partiality; the paradox that
probable knowledge has more of the whole truth than certain knowledge Secondly,
Pascal perceived that the Cartesian raisonnement is never in fact the whole
source of the knowledge involved in any concrete activity. The human mind,
he asserts, is not wholly dependent for its successful working upon a conscious
and formulated technique; and even where a technique is involved, the mind
observes the technique 'tacitement, naturellement et sans art'. The precise
formulation of rules of inquiry endangers the success of the inquiry by exaggerating
the importance of method. Pascal was followed by others, and indeed much of
the history of modern philosophy revolves round this question. But, though
later writers were often more elaborate in their criticism, few detected more
surely than Pascal that the significance of Rationalism is not its recognition
of technical knowledge, but its failure to recognize any other: its philosophical
error lies in the certainty it attributes to technique and in its doctrine
of the sovereignty of technique; its practical error lies in its belief that
nothing but benefit can come from making conduct self-conscious.
[Notes appear the end of "Rationalism in Politics (parts 4 - 5)",
published elsewhere in this collection]
This article is the property of its author and/or copyright holder. Any use
other than personal reading of the article may infringe legal rights.
Opinions expressed in this article are the opinions of the author, and are
not necessarily shared by conservativeforum.org or the members of its Editorial
Board.